| Date of submission |
Subject |
| 27 May 2024 |
SFC - Consultation on proposals to (i) introduce a statutory scheme of arrangement and compulsory acquisition arrangement for real estate investment trusts and (ii) enhance the SFO market conduct regime for listed collective investment schemes |
| 12 April 2024 |
FSTB - Public Consultation on Legislative Proposals to Regulate Over-the-Counter Trading of Virtual Assets |
| 26 January 2024 |
HKEX - Consultation Paper on Proposals on Severe Weather Trading of Hong Kong Securities and Derivatives Markets |
| 22 December 2023 |
HKEX - Consultation Paper on Proposed Amendments to Listing Rules Relating to Treasury Shares |
| 6 November 2023 |
HKEX - Consultation Paper on GEM Listing Reforms |
| 31 March 2023 |
SFC - Consultation Paper on the Proposed Requirements for Operators of Virtual Asset Trading Platforms |
| 28 February 2023 |
HKEX - Consultation Paper on Proposals to Expand the Paperless Listing Regime and Other Rule Amendments |
| 16 December 2022 |
HKEX - Consultation Paper on Specialist Technology Companies |
| 12 August 2022 |
SFC - Consultation Paper on Proposed Amendments to Enforcement-related Provisions of the Securities and Futures Ordinance |
| 31 March 2022 |
HSIC - Consultation Paper on A New ‘Comprehensive’ China Index – Access to both Onshore and Offshore China Stock Markets |
| 29 October 2021 |
HKEX - Consultation Paper on Special Purpose Acquisition Companies |
| 31 May 2021 |
HKEX - Consultation Paper on Listing Regime for Overseas Issuers |
| 7 May 2021 |
SFC - Consultation Paper on (i) the Proposed Code of Conduct on Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions and (ii) the “Sponsor Coupling” Proposal |
| 28 January 2021 |
HKEX - Consultation Paper on The Main Board Profit Requirement |
| 22 January 2021 |
HKIC - Consultation Paper: Proposal to enhance the “Hang Seng Index” as regards continuing to serve as the most representative and important benchmark of the Hong Kong stock market |
| 15 January 2021 |
SFC - Consultation Paper on the Management and Disclosure of Climate-related Risks by Fund Managers |
| 15 January 2021 |
HKEX - Concept Paper - Modernising Hong Kong’s IPO Settlement Process |
| 9 October 2020 |
HKEX - Consultation Paper – Review of Listing Rules relating to Disciplinary Powers and Sanctions |
| 24 September 2020 |
HKEX - Consultation Paper on Proposals to Introduce a Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of the Types of Documents on Display |
| 10 August 2020 |
SFC - Consultation Paper on Proposed Amendments to the Code on Real Estate Investment Trusts |
| 11 May 2020 |
HKEX - Consultation Paper on Corporate Weighted Voting Right Beneficiaries |
| 19 February 2020 |
SFC - Consultation Paper on Proposed Enhancements to the Open-ended Fund Companies Regime |
| 10 February 2020 |
HKEX - Consultation Paper on Review of Chapter 37 – Debt Issues to Professional Investors Only |
| 23 September 2019 |
HKEX - Consultation Paper on Codification of General Waivers and Principles Relating to IPOs and Listed Issuers and Minor Rule Amendments
|
| 10 September 2019 |
FSTB - Consultation on Proposed Limited Partnership Fund Regime |
| 3 May 2019 |
Joint Consultation Paper on a Revised Operational Model for Implementing an Uncertificated Securities Market in Hong Kong
|
| 13 December 2018 |
HKEX - Consultation Paper On Proposal Relating To Listed Issuers With Disclaimer Or Adverse Audit Opinion On Financial Statements
|
| 12 October 2018 |
HKEX - Consultation Paper on Review Structure in relation to Listing Committee Decisions |
| 31 August 2018 |
HKEX - Consultation Paper on Backdoor Listing, Continuing Listing Criteria and other Rule Amendments |
| 15 December 2017 |
HKEX - Consultation Paper on Proposed Changes to Documentary Requirements relating to Listed Issuers and Other Minor Rule Amendments |
| 8 December 2017 |
HKEX - Consultation Paper on Delisting and other Rule Amendments |
| 30 November 2017 |
HKEX - Consultation Paper on Capital Raisings by Listed Issuers |
| 18 August 2017 |
HKEX - (i) New Board Concept Paper & (ii) Consultation Paper on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules
|
| 4 October 2016 |
SFC-HKEX - Consultation Paper on Proposed Enhancements to the Exchange's Decision-Making and Governance Structure for Listing Regulation |
| 27 November 2014 |
HKEx - Concept paper on Weighted Voting Rights |
| 24 October 2014 |
HKEx - Consultation paper on Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments |
| 31 July 2014 |
FSTB - Consultation paper on Open-ended Fund Companies |
| 26 February 2014 |
SFC – Consultation paper on amendments to the Code on Real Estate Investment Trusts
|
| 3 July 2013 |
HKEx – Consultation paper on review of connected transaction rules
|
| 3 July 2013 |
HKEx – Consultation paper on proposed changes to align the definitions of connected person and associate in the Listing Rules |
| 9 October 2012 |
HKEx consultation on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012 |
| 8 October 2012 |
HKEx consultation on trading halts |
| 27 July 2012 |
SFC consultation on the regulation of sponsors |
| 21 December 2011 |
Bills Committee - Securities and Futures (Amendment) Bill 2011 (2nd submission) |
| 10 October 2011 |
Bills Committee - Securities and Futures (Amendment) Bill 2011 |
| 26 September 2011 |
SFC consultation on proposed changes to the Codes on Takeovers and Mergers and Share Repurchases |
| 7 March 2011 |
HKEx – Consultation paper on proposed changes to requirements for the listing of debt issues to professional investors only |
| 7 March 2011 |
HKEx – Consultation paper on ex-entitlement trading and shareholder approval |
| 23 February 2011 |
SFC/HKEx – Joint consultation paper on proposed changes to property valuation requirements |
| 21 December 2010 |
SFC - Consultation paper on the regulatory framework for pre-deal research |
| 23 November 2010 |
SFC - Consultation paper on the evidential requirements under the Securities and Futures (Professional Investor) Rules |
| 19 November 2010 |
HKEx - Consultation paper on proposed changes to requirements for qualified property acquisitions and formation of joint ventures |
| 12 November 2010 |
HKEx - Consultation paper on proposed change to minimum number of shareholders for market capitalisation/revenue test |
| 29 October 2010 |
HKEx – Consultation paper on proposed changes to trading hours |
| 20 July 2010 |
FSTB/SFC - Consultation paper on the proposed statutory codification of certain requirements to disclose price sensitive information by listed corporations |
| 18 December 2009 |
HKEx - Consultation paper on proposed changes to the connected transaction rules |
| 27 November 2009 |
HKEx - Consultation paper on proposed changes to requirements for circulars and listing documents of listed issuers |
| 5 October 2009 |
HKEx – Consultation paper on proposals to accelerate rights issues and open offers |
| 31 August 2009 |
HKEx - Consultation Paper on Certified Emission Reduction ("CER") Futures |
| 31 August 2009 |
HKEx - Consultation Paper on proposed changes to filing and checklist requirements for listing of equity securities |
| 2 June 2008 |
SFC/HKEx - Joint Consultation Paper on the Proposal to Issue Paper Application Forms with Electronic Prospectuses |
| 7 May 2008 |
HKEx - Combined Consultation Paper on Proposed Changes to the Listing Rules |
| 8 November 2007 |
HKEx - Consultation Paper on the Growth Enterprise Market |
| 7 August 2007 |
SFC – Revised Regime to Giving Statutory Backing to Certain Listing Rule Requirements |
| 27 April 2006 |
HKEx – Discussion Paper on the Growth Enterprise Market |
| 4 January 2006 |
SFC – Consultation Paper on Possible Reforms to the Prospectus Regime in the Companies Ordinance |
| 30 September 2005 |
SFC – Consultation Paper on the Regulation of Sponsors and Compliance Advisers |
| 3 June 2005 |
HKEx – Consultation Paper on New Structure for Listing Decision-making (further submission) |
| 14 May 2005 |
SFC – Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules |
| 29 April 2005 |
HKEx – Consultation Paper on New Structure for Listing Decision-making |
| 21 March 2005 |
FSTB – Consultation Paper on Proposed Amendments to the Securities and Futures Ordinance to Give Statutory Backing to Major Listing Requirements |
| 18 March 2005 |
SFC – Consultation Paper on the Review of the Disclosure of Interests Regime under Part XV of the Securities and Futures Ordinance |
